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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q233-Q238):
NEW QUESTION # 233
選擇以下兩個選項,作為認證審核期間審核團隊中的法律技術專家的職責。
- A. 驗證組織的法律地位
- B. 為審計團隊提供法律檢查點建議
- C. 評估受審計方的法律知識
- D. 批評該組織的法律合規問題
- E. 與被審計單位辯論複雜的法律要點
- F. 會見該組織的法定代理人
Answer: A,B
Explanation:
A legal technical expert (LTE) is a person who provides specific knowledge or expertise related to the legal aspects of the information security management system (ISMS) during a certification audit. The LTE is not an auditor, but a member of the audit team who supports the auditors in collecting and evaluating the audit evidence. The LTE is not responsible for evaluating the auditee's legal knowledge, criticising the organisation's legal compliance issues, or debating complex legal points with the auditee, as these tasks may be beyond the scope of the audit, or may compromise the objectivity and impartiality of the audit. The LTE is responsible for advising on legal checkpoints for the audit team, such as the applicable legal, regulatory, and contractual requirements, the relevant sources of information, the methods of verification, and the criteria of evaluation. The LTE is also responsible for verifying the legal status of the organisation, such as the registration, licensing, authorisation, or accreditation of the organisation, and the compliance with the relevant laws and regulations. Reference:
What is the role of a technical expert in ISO audit?
Roles, Responsibilities & Authorities for ISO 27001 5.3
Guide to Become an ISO 27001 Lead Auditor
NEW QUESTION # 234
為 ISMS 中的資訊安全風險評估流程選擇正確的順序。
要完成序列,請按一下要完成的空白部分,使其以紅色突出顯示,然後從下面的選項中按一下適用的文字。或者,您可以將選項拖曳到適當的空白處
Answer:
Explanation:
NEW QUESTION # 235
審計人員無法辨識 A 公司隱藏了不安全的網路架構。這是什麼類型的審計風險?
- A. 固有的
- B. 檢測
- C. 控制
Answer: B
Explanation:
Detection risk refers to the risk that the auditor will not detect a material misstatement or significant issue within the organization's ISMS. In this case, the auditor's inability to identify Company A's insecure network architecture is a detection risk.
References: ISO 19011:2018, Guidelines for auditing management systems
NEW QUESTION # 236
您是審計團隊負責人,正在對一家線上保險公司進行第三方審計。在第 1 階段,您發現組織採取了非常謹慎的風險方法,並在其適用性聲明中包含了 ISO/IEC 27001:2022 附錄 A 中的所有資訊安全控制。
在第 2 階段審核期間,您的審核團隊發現沒有證據顯示制定了針對三項控制措施(5.3 職責分離、6.1 篩檢、7.12 佈線安全)的風險處理計劃。您對 ISO 27001:2022 第 6.1.3.e 條提出不符合項。
在閉幕會議上,技術總監發布了修訂後的適用性聲明的摘錄(如圖所示),並要求撤銷不符合項。
選擇三個選項,說明審計組長對技術總監的要求做出正確的回應。
- A. 聲明需要進行後續審計以審查更新後的適用性聲明的證據。
- B. 聲明需要進行後續審計來審查更新後的適用性聲明的證據。
- C. 詢問提出問題的審計員,了解您應該如何回應該要求。
- D. 建議技術總監,由於所獲得的證據很清楚,因此不符合情況必須成立。
- E. 通知管理階層,審計員將在有更多時間時審查所提供的資訊。
- F. 審查產生的文件並撤銷不合格項。
- G. 通知技術總監該不合格情況將轉變為改善機會。
- H. 通知技術總監他的請求將被納入審計報告中。
- I. 告知技術總監,一旦提出不符合項,就無法撤回。
Answer: A,D,H
Explanation:
B . This response is correct because the audit team leader should document the request of the Technical Director and include it in the audit report, along with the audit findings and conclusions12. This will ensure transparency and traceability of the audit process and the audit results.
D . This response is correct because the audit team leader should not withdraw the nonconformity based on the amended Statement of Applicability alone. The nonconformity was raised against clause 6.1.3.e of ISO 27001:2022, which requires the organisation to produce and maintain a risk treatment plan that defines how the information security risks are treated, including the controls selected and their implementation status34. The Statement of Applicability is only one part of the risk treatment plan, and it does not provide sufficient evidence that the controls have been implemented effectively. The audit team leader should base the nonconformity on the objective evidence obtained during the audit, not on the subjective claims of the auditee12.
H . This response is correct because the audit team leader should state that a follow up audit will be necessary to review the evidence for the updated Statement of Applicability. A follow up audit is an audit that is conducted after a previous audit to verify the implementation and effectiveness of the corrective actions and/or opportunities for improvement that were agreed upon as a result of the previous audit56. The follow up audit should seek to ensure that the nonconformity has been effectively addressed and that the ISMS is compliant and effective. The follow up audit should also consider any new or changed risks or requirements that may affect the ISMS56.
Explanation:
The three options of the correct responses of an audit team leader to the request of the Technical Director are:
B . Advise the Technical Director that his request will be included in the audit report.
D . Advise the Technical Director that the nonconformity must stand since the evidence obtained for it was clear.
Reference:
1: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 25 2: ISO 19011:2018 - Guidelines for auditing management systems, clause 6.7 3: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, clause 6.1.3.e 4: ISO/IEC 27005:2022 - Information technology - Security techniques - Information security risk management, clause 8.3.2 5: PECB Candidate Handbook - ISO 27001 Lead Auditor, page 25 6: ISO 19011:2018 - Guidelines for auditing management systems, clause 6.7
NEW QUESTION # 237
資料完整性意味著
- A. 資料應始終可見
- B. 資料只能由適當的人存取
- C. 資料的準確性和完整性
Answer: C
Explanation:
Integrity of data means accuracy and completeness of the data. Integrity is one of the three main objectives of information security, along with confidentiality and availability. Integrity ensures that information and systems are not corrupted, modified, or deleted by unauthorized actions or events. Data should be viewable at all times is not related to integrity, but to availability. Data should be accessed by only the right people is not related to integrity, but to confidentiality. References: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 24. : [ISO/IEC 27001 Brochures | PECB], page 4.
NEW QUESTION # 238
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