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Swift CSP-Assessor Exam Syllabus Topics:
Topic
Details
Topic 1
- Understanding the Swift Customer Security Programme: This domain is targeted at compliance officers and risk managers involved in Swift operations. It evaluates the candidate's comprehension of the CSP controls framework and their ability to determine the appropriate architecture type and related scope as outlined in the Customer Security Controls Framework (CSCF).
Topic 2
- Understanding Swift: This section of the exam measures the skills of Swift network administrators and covers Swift's crucial role in the international financial community, including the structure and operations of the Swift network and its infrastructure.
Topic 3
- Understanding the methodology and assessment deliverables: This section is designed for independent auditors working with Swift systems. It tests the candidate's grasp of the Assessor's role and obligations when conducting a CSP assessment. The section evaluates knowledge of key elements to consider during the assessment process.
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Swift Customer Security Programme Assessor Certification Sample Questions (Q110-Q115):
NEW QUESTION # 110
What does the CSCF expect in terms of Database Integrity? (Select the two correct answers that apply)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
- A. Alerts generated from performed integrity checks are captured and analyzed for appropriate treatment
- B. When a database is used by a messaging interface or connector, the related hosted database and its supporting system is expected to be protected as a SWIFT-related component, the identified exceptions alerted and followed-up
- C. Nothing is further expected when the messaging interface or connector integrates/embeds an integrity check functionality at each SWIFT transaction record level
Answer: A,B
Explanation:
CSCF Control "3.1 Database Integrity" focuses on ensuring the integrity of databases used by SWIFT-related components. Let's evaluate each option:
*Option A: Nothing is further expected when the messaging interface or connector integrates/embeds an integrity check functionality at each SWIFT transaction record level This is incorrect as a sole expectation. While embedding integrity checks (e.g., checksums or hashes) in a messaging interface or connector is a valid measure, the CSCF expects additional protections for the database itself, not just reliance on application-level checks. The "Swift Customer Security Controls Framework v2025" requires broader database security.
*Option B: When a database is used by a messaging interface or connector, the related hosted database and its supporting system is expected to be protected as a SWIFT-related component, the identified exceptions alerted and followed-up This is correct. Control 3.1 mandates that databases supporting SWIFT components (e.g., storing transaction data for Alliance Access) be protected as in-scope components. This includes securing the database and its system (e.g., via access controls, encryption) and addressing integrity exceptions through alerts and follow-up, as detailed in the "Assessment template for Mandatory controls."
*Option C: Alerts generated from performed integrity checks are captured and analyzed for appropriate treatment This is correct. The CSCF expects institutions to monitor database integrity (e.g., via logging) and analyze alerts to detect and respond to anomalies, aligning with Control "3.1" and "5.1 Operational Incident Response." The "CSP_controls_matrix_and_high_test_plan_2025" includes this as a compliance criterion.
Summary of Correct Answers:
The CSCF expects the database and its system to be protected with alerts and follow-up (B) and alerts to be captured and analyzed (C).
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 3.1 defines database integrity requirements.
*Assessment template for Mandatory controls: Includes protection and alert management.
*CSP_controls_matrix_and_high_test_plan_2025: Tests database integrity measures.
========
NEW QUESTION # 111
Can an assessor re-use an ISAE 3000 report dating back 2 years to support an independent assessment?
- A. Yes, there is no time limit for an iSAE 3000 report
- B. No, that is too old, the maximum is 18 months
- C. No, the SAE 3000 report is no validsurrogateas a rule
- D. Yes, provided there is no change to the Swift user's infrastructure
Answer: C
Explanation:
This question addresses the use of ISAE 3000 reports in CSP assessments:
* Step 1: ISAE 3000 in CSP Context
* ISAE 3000 (International Standard on Assurance Engagements) reports provide assurance on controls but are not specifically tailored to SWIFT CSP requirements. The IAF allows their use as supporting evidence, not as a primary assessment substitute.
NEW QUESTION # 112
Select the correct statement(s) about the Swift Alliance Gateway. (Choose all that apply.)
- A. It allows sharing of PKI profiles between application or individuals, through the use of virtual profiles
- B. It acts as the single window to SwiftNet messaging services byconcentratingyour traffic flows
- C. The Alliance Gateway can only be accessed by a SWIFTNet user
- D. It allows the creation and/or modification of some Swift messages (depending on the types &/or formats)
Answer: A,B
Explanation:
The Swift Alliance Gateway is a critical component in the Swift ecosystem, designed to facilitate secure messaging and connectivity. Let's evaluate each option based on theSwift Customer Security Controls Framework (CSCF) v2024and related documentation.
Step 1: Understand the Role of Swift Alliance Gateway
The Swift Alliance Gateway (SAG) is a software component that serves as a centralized entry point for SwiftNet messaging services. It handles traffic concentration, security, and connectivity management. This is detailed in theSwift Alliance Gateway User Guideand referenced in theCSCF v2024underControl 1.1: Swift Environment Protection.
Step 2: Evaluate Each Option
* A. It acts as the single window to SwiftNet messaging services by concentrating your traffic flows The SAG is designed to consolidate and manage all SwiftNet traffic from a user's environment,acting as a single point of access to SwiftNet services. This is a primary function, as confirmed in theSwift Alliance Gateway Technical Documentationand aligns withControl 1.1, which emphasizes secure traffic management.Conclusion: This statement is correct.
* B. It allows sharing of PKI profiles between application or individuals, through the use of virtual profilesThe SAG supports the use of virtual PKI profiles to enable secure sharing of cryptographic identities across applications or users within the Swift environment. This feature enhances flexibility while maintaining security, as noted in theSwift Security Best PracticesandControl 2.5B:
Cryptographic Key Management.Conclusion: This statement is correct.
* C. It allows the creation and/or modification of some Swift messages (depending on the types &
/or formats)The SAG is a gateway for message routing and security, not a tool for creating or modifying Swift messages. Message creation and modification are handled by applications like Alliance Access or Entry, not the Gateway. This is clarified in theSwift Alliance Gateway User Guide, which specifies its role as a connectivity and security layer.Conclusion: This statement is incorrect.
* D. The Alliance Gateway can only be accessed by a SWIFTNet userThe SAG is accessed by authorized systems and users within the Swift user's environment, not exclusively by SwiftNet users. It interfaces with operator systems, middleware, and other components, as perControl 1.2: Logical Access Control, which allows controlled access by authorized entities, not just SwiftNet users.
Conclusion: This statement is incorrect.
Step 3: Conclusion and Verification
The verified statements areAandB, as they accurately reflect the SAG's role in traffic concentration and PKI profile management, consistent with Swift CSP documentation.
References
* Swift Alliance Gateway User Guide, Section: Functionality Overview.
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection, Control 2.5B: Cryptographic Key Management.
* Swift Security Best Practices, Section: Alliance Gateway Configuration.
NEW QUESTION # 113
Is it necessary to formally explain to the Swift user the testing methodology that will be used for the CSP assessment during the kick-off?
- A. No
- B. Yes
Answer: B
NEW QUESTION # 114
What are the conditions required to allow reliance on the compliance conclusion of a control assessed in the previous year? (Select all answers that apply)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. The previous assessment was performed on the CSCF version of the previous year (at least)
- B. The control design and implementation are the same
- C. The control compliance conclusion must have already been relied on the past two years
- D. The control definition has not changed
Answer: B,D
Explanation:
The "Independent Assessment Process for Assessors Guidelines" and "Independent Assessment Framework" outline conditions for relying on previous assessments. Let's evaluate each option:
*Option A: The control compliance conclusion must have already been relied on the past two years This does not apply. There is no requirement that reliance has been used for two prior years; reliance is assessed annually based on current conditions, per the "Independent Assessment Framework."
*Option B: The previous assessment was performed on the CSCF version of the previous year (at least) This does not apply. The CSCF version must match the current assessment year (e.g., v2025 for a 2025 assessment), not the previous year, to ensure alignment with updated controls, as per the "Swift Customer Security Controls Framework v2025."
*Option C: The control definition has not changed
This applies. Reliance is permitted only if the control's definition remains unchanged from the previous assessment, ensuring the prior conclusion remains relevant, as noted in the
"CSP_controls_matrix_and_high_test_plan_2025."
*Option D: The control design and implementation are the same
This applies. The assessor must confirm that the control's design and implementation have not changed since the last assessment, as required by the "Independent Assessment Process for Assessors Guidelines" to validate ongoing compliance.
Summary of Correct Answers:
Reliance is allowed if the control definition has not changed (C) and the control design and implementation are the same (D).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Process for Assessors Guidelines: Lists conditions for reliance.
*Independent Assessment Framework: Requires unchanged definitions and designs.
*CSP_controls_matrix_and_high_test_plan_2025: Supports reliance criteria.
========
NEW QUESTION # 115
......
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