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Pass Guaranteed 2025 PECB ISO-IEC-42001-Lead-Auditor: ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam–Valid Reliable Test Braindumps

The ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam (ISO-IEC-42001-Lead-Auditor) dumps PDF file can be used from any location and at any time. Furthermore, you can take print of PECB Questions PDF to do an off-screen study. The web-based ISO-IEC-42001-Lead-Auditor practice exam can be taken via the internet from any browser like Firefox, Safari, Opera, MS Edge, Internet Explorer, and Chrome. You don't need to install any excessive plugins and software to take this ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam (ISO-IEC-42001-Lead-Auditor) practice test.

PECB ISO-IEC-42001-Lead-Auditor Exam Syllabus Topics:

Topic
Details

Topic 1

Fundamental principles and concepts of an AI management system: This section of the exam measures the skills of an AI Compliance Officer and covers the basic principles of artificial intelligence, including ethical use, trustworthiness, and transparency. It introduces the purpose and importance of having an AI management system in place for responsible AI governance.

Topic 2

Preparing an ISO
IEC 42001 audit: This section of the exam measures the skills of a Lead Auditor and covers how to plan and prepare for an AI management system audit. It includes creating audit plans, selecting team members, and setting clear objectives to ensure a smooth audit process.

Topic 3

Managing an ISO
IEC 42001 audit program: This section of the exam measures the skills of an AI Compliance Officer and deals with overseeing an entire audit program. It involves managing multiple audits, tracking audit performance, and aligning audit outcomes with broader organizational goals related to AI governance.

Topic 4

AI management system requirements: This section of the exam measures the skills of a Lead Auditor and focuses on understanding the key requirements outlined in ISO
IEC 42001. It explains how organizations should structure their AI-related activities and processes to meet compliance standards effectively.

Topic 5

Fundamental audit concepts and principles: This section of the exam measures the skills of a Lead Auditor and outlines essential audit concepts such as evidence collection, impartiality, objectivity, and ethical conduct. It introduces the core principles that form the foundation of a reliable and consistent auditing process.

Topic 6

Closing an ISO
IEC 42001 audit: This section of the exam measures the skills of an AI Compliance Officer and explains how to complete the audit process. It includes reporting findings, managing nonconformities, and conducting follow-ups to ensure continuous improvement and compliance.

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q10-Q15):

NEW QUESTION # 10
Why is it important to have a clear and agreed audit scope?

A. To ensure all aspects of the management system are audited
B. To reduce the time required for the audit
C. To maintain confidentiality of audit findings
D. To prevent any legal liabilities

Answer: A

Explanation:
Aclear and agreed audit scopeensures that the audit willadequately cover all relevant areas of the AI Management Systemand that the audit team understands:
* Boundaries of the audit(departments, processes, AI systems)
* Objectives and criteria
* Whatmust be included or excluded
As perISO 19011:2018 - Clause 5.2, determining the audit scope is critical to ensuring theaudit is effective, relevant, and complete. Similarly, inISO/IEC 42001:2023 - Clause 9.2.1, the scope must be defined to evaluate the full effectiveness of the AIMS.
The PECB Lead Auditor Guide reinforces that without a clear scope, the audit risks missingcritical operational, ethical, or compliance-related areas.
Reference: ISO 19011:2018 - Clause 5.2 (Establishing the audit program) ISO/IEC 42001:2023 - Clause 9.2.1 (Internal audit planning) PECB Lead Auditor Guide - Domain 4: "Audit Scope and Objectives"

NEW QUESTION # 11
Question:
While auditing a company's AIMS, the audit team reviewed policies, objectives, and communications to evaluate the involvement of top management. They also conducted interviews with staff to assess the engagement of leaders at various levels in ensuring the system's effectiveness.
Based on this approach, what level of management should the auditors prioritize when assessing leadership and commitment?

A. They should focus on the leadership of department heads
B. They should focus on leadership at the top management level
C. They should focus on leadership at all levels of management

Answer: C

Explanation:
ISO/IEC 42001 emphasizes thatleadership is a shared responsibilitythat must be demonstrated at all management levels.
* Clause 5.1 (Leadership and commitment)states:"Top management shall demonstrate leadership and commitment... and ensure that roles, responsibilities, and authorities are assigned, communicated, and understood."
* TheLead Auditor Guidealso emphasizes evaluatingleadership engagement across hierarchical levels
, not just the top.
Reference:ISO/IEC 42001:2023 Clause 5.1; Lead Auditor Training Manual - Module 5 ("Leadership and Engagement").

NEW QUESTION # 12
A financial institution uses an AI system to approve loan applications. Recently, there have been complaints that the system disproportionately denies loans to applicants from certain minority groups.
Which core element should the institution prioritize to address these complaints?

A. Accountability
B. Fairness and Non-Discrimination
C. Transparency and Explainability
D. Privacy and Security

Answer: B

Explanation:
The most relevant core principle here isFairness and Non-Discrimination. This principle aims to ensure that AI systems do notcreate or perpetuate bias, especially in high-stakes decision-making areas such as financial services.
According toISO/IEC 42001:2023 - Clause 6.1.2andAnnex A (A.8.2.4), organizations must evaluate and manage risks related tobias, discrimination, and ethical implicationsof AI decisions.
In thePECB Lead Auditor Guide, Fairness is cited as critical in sectors likefinance, hiring, healthcare, and where decisions may adversely impact protected groups.

NEW QUESTION # 13
Which control in Annex A emphasizes the importance of security measures in AI system operations?

A. Access Control
B. Performance Metrics
C. Financial Auditing
D. Customer Feedback

Answer: A

Explanation:
Annex A of ISO/IEC 42001:2023 provides reference controls to support operational and ethical AI governance. The control that emphasizes security in AI system operations is:
A).8.2.2 - Access Control: This control requires that only authorized individuals or systems can access, modify, or influence the AI system, ensuring data integrity and protection of critical operations.
Access control is a foundational security control used to prevent unauthorized interference or manipulation of AI behavior or data pipelines.
Reference: ISO/IEC 42001:2023 - Annex A, Control A.8.2.2 (Access Control) PECB Lead Auditor Guide - Domain 2: "Security and Trust Controls for AI"

NEW QUESTION # 14
Which phase involves the collection of objective evidence through interviews, observations, and examination of documents?

A. Conducting the audit
B. Audit planning
C. Preparing the audit report
D. Audit follow-up

Answer: A

Explanation:
The Conducting the audit phase (Domain 5) is where the audit team actively collects objective evidence through:
* Interviews with relevant personnel
* Observation of processes and systems
* Examination of documents and records
This aligns with the procedures described in ISO 19011:2018 (Guidelines for Auditing Management Systems), which is referenced and applied in ISO/IEC 42001 auditing practices.
According to the PECB Lead Auditor Guide, Domain 5 explicitly outlines this activity as the main operational phase of the audit, aimed at evaluating conformity of the AI Management System with ISO/IEC
42001 requirements.
Reference: PECB Lead Auditor Guide - Domain 5: "Conducting the audit"
ISO 19011:2018 - Clauses 6.4.5 and 6.4.6 (Collecting and verifying information) ISO/IEC 42001:2023 - Clause 9.2.2 (Internal Audit Implementation)

NEW QUESTION # 15
......

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